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Definition

What is an AIF (Alternative Investment Fund) in India?

An AIF (Alternative Investment Fund) is a pooled investment vehicle registered with SEBI under AIF Regulations 2012. AIFs invest in alternative asset classes beyond traditional mutual funds. Three categories: Cat I (VC/SME/infra), Cat II (PE/debt), Cat III (hedge/listed).

Categories

Three categories.

  • Category I: VC funds, SME funds, social venture funds, infrastructure funds. Tax pass-through.
  • Category II: Private equity funds, debt funds, real estate funds. Tax pass-through.
  • Category III: Hedge funds, PIPE funds, complex strategies. Taxed at fund level (no pass-through).

Investor requirements

Investor requirements.

  • Minimum investor capital: ₹1 crore per investor
  • Maximum 1,000 investors per scheme
  • Sponsor commitment: 2.5% of fund or ₹5 crore (whichever lower)
  • Closed-end (Cat I/II) or open-ended (Cat III)
  • Lock-in: 3 years for Cat I/II

Setup process

Setup process.

  • Decide on AIF category and strategy
  • Form fund vehicle: trust (most common), LLP, or company
  • Apply to SEBI for AIF registration (Form A)
  • Pay SEBI fee (₹5L for Cat I/II, ₹10L for Cat III)
  • SEBI review: 8-16 weeks
  • Fund documentation: PPM, contribution agreement, IMA
  • Launch scheme — first close usually within 12 months

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